DOL Readiness     |     Fast-Turn Service     |     Compliance Connection

Protect your practice

We help you proactively manage your marketing materials so you can build your business. Stay up-to-date with changing regulations that could impact your practice. Send your marketing materials in for review by contacting our compliance department at

DOL Rule Readiness

The Department of Labor’s Fiduciary Rule could be one of the most significant changes to impact financial professionals. That means you need a team of people ready to help you understand and implement these changes to your business now. Our Compliance Team actively works with industry regulators and our carrier partners to gather the most updated information and send it out to you as timely and detailed as possible. Log in today and access all of our DOL Rule Readiness Resources.

Not currently contracted with Brokers International? Give us a call at 800.362.1097 to learn more about our Compliance Team and how we can help you grow your business.

Fast-Turn Service

The sooner you can send your emails, post to social media or deliver a seminar, the easier it is to capture the attention of prospects and retain current customers. With our Fast-Turn Service, our Compliance Team will review your marketing pieces quickly and efficiently so you can reach more clients. If we see any concerns, we’ll partner with you to find a compliant solution and help you stay on the road to better and more effective business practices.  It’s just one of the ways we help you grow your business.

Compliance Connection

Helping you stay current with industry developments that could impact your business is important to us. To make sure you keep on the road to best business practices and stay effective with your marketing programs, our compliance team publishes downloadable communications on topics such as advertising tips and sales inducements for your practice. To see the full library of our Compliance Connection pieces, log in or give us a call at 800.362.1097 to learn more.

Compliance Connection Blog

Stay up-to-date with changing regulations that could impact your practice. Subscribe to our
Compliance Connection blog to receive industry quick tips and news directly to your inbox.